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Compliance Program Manager
•
Legal
Remote · New York, USA
Senior
Catena Trust Bank is hiring a Compliance Program Manager to build and operate its compliance-management, fiduciary, third-party-risk, and affiliate-transaction programs.
About the Role
The role reports to the Chief Compliance Officer and partners with the Chief Trust Officer inside a novel regulated financial-services environment focused on AI agents, stablecoins, custody, and payments.
The source lists an application deadline of October 16, 2026 at 12:00 PM GMT+8.
Responsibilities
Core Responsibilities
- Help establish and run the Trust Bank's Compliance Management System.
- Lead fiduciary compliance for custody, investment-management, and trust activities.
- Operate third-party-risk management across the vendor lifecycle, including affiliate-provided services.
- Administer affiliate transactions and support market-terms analysis under Sections 23A and 23B and Regulation W.
- Oversee non-financial-crime compliance obligations including privacy and unfair or deceptive acts or practices.
- Track regulatory developments and deliver compliance training.
- Prepare committee and Board materials and support examinations and audits.
Requirements
Required Experience and Skills
- At least five years of compliance experience at a bank or trust company.
- Understanding of a bank Compliance Management System and second-line oversight, including risk assessment, testing, issue management, and reporting.
- Understanding of conflicts-of-interest and self-dealing controls in a fiduciary context.
- Strong policy, procedure, and Board-material writing skills.
- Sound judgment and initiative in an ambiguous build-from-scratch environment.
Preferred Qualifications
- Fiduciary and trust compliance experience under 12 C.F.R. Part 9.
- Third-party-risk experience aligned with OCC Bulletin 2023-17.
- Knowledge of Regulation W, digital assets, stablecoins, fintech custody, AI or ML systems, OCC supervision, or a de novo charter.
- CRCM or a comparable certification.
How to Apply
Apply through the official job page.
Company
Catena Labs develops banking and governance infrastructure for AI agents.
WebsiteView Open Jobs at Catena Labs